Date authorised
1 April 2013
Companies House
05739054
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Fenchurch Avenue
    London
    EC3M 5AG
    UNITED KINGDOM
    Phone
    +440800000000
  • Complaints Contact

    5 Central Way
    Kildean Business Park
    Stirling
    FK8 1FT
    UNITED KINGDOM
    Phone
    +4403456710110

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher Howard

    IRN CXH01560

    • CF30 Customer (31 Mar 2014 to 2 Dec 2016)
  • Christopher James Judge

    IRN CJJ00006

    • [FCA CF] Client dealing (2 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Functions requiring qualifications (2 Jul 2020 to 14 Feb 2021)
    • CF30 Customer (12 Jun 2017 to 8 Dec 2019)
  • Christopher James Twydell

    IRN CXT00546

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 27 Aug 2025)
    • Appointed representative dealing with clients for which they require qualification (since 27 Aug 2025)
  • Christopher John Friel

    IRN CJF01138

    • CF30 Customer (9 Sep 2013 to 23 Feb 2014)
  • Christopher John Lloyd

    IRN CXL07802

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Mar 2021)
    • CF30 Customer (since 15 Jan 2021)
    • CF1 Director (AR) (since 15 Jan 2021)
    • [FCA CF] Functions requiring qualifications (2 Jul 2020 to 28 Feb 2021)
    • [FCA CF] Client dealing (2 Jul 2020 to 28 Feb 2021)
    • CF30 Customer (1 Nov 2018 to 8 Dec 2019)
  • Christopher Joseph Mitchell

    IRN CJM01385

    • [FCA CF] Client dealing (13 Aug 2020 to 14 Feb 2021)
    • [FCA CF] Functions requiring qualifications (13 Aug 2020 to 14 Feb 2021)
    • Appointed representative dealing with clients for which they require qualification (1 Aug 2020 to 5 Feb 2024)
    • CF1 Director (AR) (12 Jun 2020 to 4 Jul 2023)
    • CF30 Customer (12 Jun 2020 to 4 Jul 2023)
  • Christopher Keith Barney

    IRN CXB00997

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 7 Nov 2024)
    • CF30 Customer (since 6 Nov 2024)
  • Christopher Mark Nock

    IRN CMN01016

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 29 Jan 2025)
    • CF30 Customer (since 29 Jan 2025)
  • Christopher Martyn Evans

    IRN CME01056

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Aug 2020)
    • CF30 Customer (since 11 Jun 2020)
    • CF1 Director (AR) (since 11 Jun 2020)
    • [FCA CF] Client dealing (1 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 14 Feb 2021)
    • CF30 Customer (10 Oct 2014 to 8 Dec 2019)
  • Christopher Masih

    IRN CXM01142

    • Appointed representative dealing with clients for which they require qualification (14 Nov 2024 to 8 Apr 2026)
    • CF30 Customer (8 Nov 2024 to 8 Apr 2026)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.