M&G ADVICE PARTNERS LIMITED

Date authorised
1 April 2013
Companies House
05739054
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Fenchurch Avenue
    London
    EC3M 5AG
    UNITED KINGDOM
    Phone
    +440800000000
    Web
    https://www.mandg.com/wealth/advice

  • Complaints Contact

    5 Central Way
    Kildean Business Park
    Stirling
    FK8 1FT
    UNITED KINGDOM
    Phone
    +4403456710110

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Darrin Mark Woodfield

    IRN DMW01182

    • CF30 Customer (18 Jan 2018 to 2 May 2019)
  • Darryl Ian Barr

    IRN DIB01022

    • CF30 Customer (9 Nov 2015 to 29 Jun 2016)
  • Daryl Richardson

    IRN DXR00191

    • SMF5 Head of Internal Audit (5 Oct 2023 to 6 Jan 2026)
  • Dasa Medvecka

    IRN DXM02941

    • [FCA CF] Functions requiring qualifications (4 Sep 2020 to 31 Mar 2021)
    • [FCA CF] Client dealing (4 Sep 2020 to 31 Mar 2021)
    • CF30 Customer (4 Apr 2016 to 16 Jul 2017)
  • David Andrew Williams

    IRN DAW00028

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 4 Jan 2024)
    • Appointed representative dealing with clients for which they require qualification (since 4 Jan 2024)
    • [FCA CF] Client dealing (12 Aug 2020 to 14 Feb 2021)
    • [FCA CF] Functions requiring qualifications (12 Aug 2020 to 14 Feb 2021)
    • CF30 Customer (1 Sep 2014 to 8 Dec 2019)
  • David Anthony Jason Lawes

    IRN DXL00540

    • Appointed representative dealing with clients for which they require qualification (7 May 2025 to 6 Aug 2025)
    • CF30 Customer (6 May 2025 to 6 Aug 2025)
  • David Edward Beer

    IRN DEB01069

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Aug 2020)
    • CF30 Customer (since 8 Jul 2020)
    • CF1 Director (AR) (since 8 Jul 2020)
    • [FCA CF] Client dealing (2 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Functions requiring qualifications (2 Jul 2020 to 14 Feb 2021)
    • CF30 Customer (2 Jun 2014 to 8 Dec 2019)
  • David Gervaise

    IRN DXG10078

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 8 Jul 2020)
    • [FCA CF] Client dealing (since 8 Jul 2020)
    • CF30 Customer (9 Jan 2019 to 8 Dec 2019)
  • David Green

    IRN DXG00579

    • Appointed representative dealing with clients for which they require qualification (25 Nov 2024 to 16 Jul 2025)
    • CF1 Director (AR) (22 Nov 2024 to 16 Jul 2025)
    • CF30 Customer (22 Nov 2024 to 16 Jul 2025)
  • David Howell

    IRN DGH00044

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 May 2021)
    • CF30 Customer (since 24 Feb 2021)
    • CF1 Director (AR) (since 24 Feb 2021)
    • [FCA CF] Client dealing (7 Sep 2020 to 30 Apr 2021)
    • [FCA CF] Functions requiring qualifications (7 Sep 2020 to 30 Apr 2021)
    • CF30 Customer (6 Nov 2017 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.