David Andrew Williams

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G ADVICE PARTNERS LIMITED

    FRN 584256

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 4 Jan 2024)
    • CF30 Customer (since 4 Jan 2024)
    • [FCA CF] Functions requiring qualifications (12 Aug 2020 to 14 Feb 2021)
    • [FCA CF] Client dealing (12 Aug 2020 to 14 Feb 2021)
    • CF30 Customer (1 Sep 2014 to 8 Dec 2019)
  • JEM Wealth Management Limited

    FRN 938402

    • (2)Employed By (since 4 Jan 2024)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Client dealing (5 Feb 2021 to 28 Jul 2023)
    • [FCA CF] Functions requiring qualifications (5 Feb 2021 to 28 Jul 2023)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (6 Nov 2013 to 3 Sep 2014)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (5 Mar 2009 to 30 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.