M&G ADVICE PARTNERS LIMITED

Date authorised
1 April 2013
Companies House
05739054
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Fenchurch Avenue
    London
    EC3M 5AG
    UNITED KINGDOM
    Phone
    +440800000000
    Web
    https://www.mandg.com/wealth/advice

  • Complaints Contact

    5 Central Way
    Kildean Business Park
    Stirling
    FK8 1FT
    UNITED KINGDOM
    Phone
    +4403456710110

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Singh

    IRN MXS01275

    • [FCA CF] Functions requiring qualifications (3 Jul 2023 to 15 May 2025)
    • CF30 Customer (3 Apr 2023 to 15 May 2025)
  • Marta Anna Semenowicz

    IRN MXS03561

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 16 Dec 2023)
    • Appointed representative dealing with clients for which they require qualification (since 16 Dec 2023)
  • Martin Ashton

    IRN MXA01711

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 29 Jul 2021)
    • [FCA CF] Functions requiring qualifications (since 29 Jul 2021)
  • Martin Edwards

    IRN MXE00041

    • CF30 Customer (9 Sep 2013 to 1 Jan 2016)
  • Martin John Tiplady

    IRN MJT00014

    • CF30 Customer (6 Oct 2014 to 8 Dec 2019)
  • Martin Leslie Bayes

    IRN MLB00017

    • [FCA CF] Client dealing (6 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Functions requiring qualifications (6 Jul 2020 to 14 Feb 2021)
    • CF30 Customer (13 Feb 2019 to 8 Dec 2019)
  • Martin Leslie Smith

    IRN MLS00001

    • Appointed representative dealing with clients for which they require qualification (1 Aug 2020 to 1 Jun 2025)
    • [FCA CF] Client dealing (30 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Functions requiring qualifications (30 Jul 2020 to 14 Feb 2021)
    • CF30 Customer (6 Jul 2020 to 4 Jun 2025)
    • CF1 Director (AR) (6 Jul 2020 to 4 Jun 2025)
  • Martin Reynolds

    IRN MXR00801

    • Appointed representative dealing with clients for which they require qualification (19 Jan 2024 to 23 Jan 2024)
    • CF30 Customer (7 Dec 2023 to 23 Jan 2024)
  • Massimo Tosato

    IRN MXT01142

    • SMF7 Group Entity Senior Manager (30 Mar 2020 to 25 May 2021)
  • Matthew Astle

    IRN MJA01174

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Apr 2021)
    • CF1 Director (AR) (since 3 Feb 2021)
    • CF30 Customer (since 3 Feb 2021)
    • [FCA CF] Functions requiring qualifications (7 Sep 2020 to 31 Mar 2021)
    • [FCA CF] Client dealing (7 Sep 2020 to 31 Mar 2021)
    • CF30 Customer (4 Sep 2014 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.