Martin Leslie Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • Appointed representative dealing with clients for which they require qualification (1 Aug 2020 to 1 Jun 2025)
    • [FCA CF] Functions requiring qualifications (30 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Client dealing (30 Jul 2020 to 14 Feb 2021)
    • CF1 Director (AR) (6 Jul 2020 to 4 Jun 2025)
    • CF30 Customer (6 Jul 2020 to 4 Jun 2025)
  • MAJ Financial Planning Ltd (no longer approved here)

    FRN 927948

    • (1)Employed By (6 Jul 2020 to 4 Jun 2025)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF30 Customer (5 Mar 2012 to 9 Sep 2013)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF7 Sole Trader (AR) (13 May 2004 to 13 May 2005)
    • CF21 Investment Adviser (13 May 2004 to 13 May 2005)
  • Martin Smith Financial Planning (no longer approved here)

    FRN 400562

    • (1)Employed By (13 May 2004 to 13 May 2005)
  • Wesleyan Assurance Society (no longer approved here)

    FRN 110873

    • CF21 Investment Adviser (1 Dec 2001 to 16 Aug 2002)
  • Wesleyan Unit Trust Managers Limited (no longer approved here)

    FRN 175798

    • CF21 Investment Adviser (1 Dec 2001 to 16 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

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