Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 4 Nov 2022)
    • [FCA CF] Client dealing (since 4 Nov 2022)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • [FCA CF] Functions requiring qualifications (6 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Client dealing (6 Jul 2020 to 14 Feb 2021)
    • CF30 Customer (13 Feb 2019 to 8 Dec 2019)
  • I2I Financial Planning Group Ltd (no longer approved here)

    FRN 211688

    • (12)Employed By (6 Nov 2014 to 7 May 2015)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • CF1 Director (AR) (21 Nov 2012 to 26 Sep 2014)
    • CF30 Customer (13 Feb 2012 to 26 Sep 2014)
  • Williams Financial Ltd (no longer approved here)

    FRN 447277

    • Employed By (13 Feb 2012 to 26 Sep 2014)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (13 Nov 2007 to 29 Oct 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 3 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (12)Employed By at I2I Financial Planning Group Ltd