Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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True Potential Wealth Management LLP
FRN 529810
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 4 Nov 2022)
- [FCA CF] Client dealing (since 4 Nov 2022)
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- [FCA CF] Functions requiring qualifications (6 Jul 2020 to 14 Feb 2021)
- [FCA CF] Client dealing (6 Jul 2020 to 14 Feb 2021)
- CF30 Customer (13 Feb 2019 to 8 Dec 2019)
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- (12)Employed By (6 Nov 2014 to 7 May 2015)
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- CF1 Director (AR) (21 Nov 2012 to 26 Sep 2014)
- CF30 Customer (13 Feb 2012 to 26 Sep 2014)
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- Employed By (13 Feb 2012 to 26 Sep 2014)
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- CF30 Customer (13 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (1 Dec 2001 to 3 Nov 2006)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (12)Employed By at I2I Financial Planning Group Ltd