This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Williams Financial Ltd

Watch for changes

FRN: 447277
Last scraped: 4 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

16 Main St

Carnaby

Bridlington

North Humberside

YO16 4UJ

UNITED KINGDOM

Phone

+4401262678538

Web

https://www.williams-financial-ltd.com

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Joanne Lisa Pease
IRN JLP01101
- Employed By (16 Jul 2007 to 1 May 2014)
Katie Elizabeth Johnson
IRN KEJ01026
- Employed By (14 May 2010 to 18 May 2011)
Mark Stewart Swift
IRN MSS00033
- Employed By (10 Feb 2012 to 2 Oct 2014)
Martin Leslie Bayes
IRN MLB00017
- Employed By (13 Feb 2012 to 26 Sep 2014)
Sean William Pease
IRN SWP00011
- Employed By (20 Mar 2006 to 8 Feb 2016)
Steven Craig Brining
IRN SCB00016
- Employed By (10 Feb 2012 to 6 Oct 2014)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.