Mercer & Associates Wealth Management Ltd

FRN: 472915
Companies House: 06532938
Last scraped: 1 day ago

This firm operates as an appointed representative of St. James's Place Wealth Management Plc. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Heritage Place

1-2 Grosvenor Court

Chester

Cheshire

CH1 1HG

UNITED KINGDOM

Phone

+4401244409610

Web

https://www.mercerandassociates.co.uk

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Darren Christian Mercer
IRN DCM01101
- (2)Employed By (since 20 Sep 2007)
David James Glaister
IRN DJG01179
- (3)Employed By (since 10 Sep 2019)
David John Wall
IRN DJW01443
- (1)Employed By (19 May 2014 to 17 Jan 2019)
Rosalind Anne Mercer
IRN RAM01302
- (1)Employed By (since 19 Sep 2017)
Shalini Kanapathywasam
IRN SXK00353
- (2)Employed By (22 Sep 2021 to 3 Jul 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.