Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 7 Jul 2008)
    • CF30 Customer (since 1 Nov 2007)
    • CF22 Investment Adviser (Trainee) (20 Sep 2007 to 31 Oct 2007)
    • (2)Employed By (since 20 Sep 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (24 Nov 2003 to 21 Aug 2007)
    • CF22 Investment Adviser (Trainee) (9 Apr 2002 to 24 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

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