Shalini Kanapathywasam

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Shalini Kanapathywasam
FRN 1014343
- (1)Employed By (since 12 Jun 2024)
St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 27 Sep 2021)
- CF30 Customer (since 22 Sep 2021)
Mercer & Associates Wealth Management Ltd (no longer approved here)
FRN 472915
- (2)Employed By (22 Sep 2021 to 3 Jul 2024)

Updates to this individual's record on the FCA register.

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A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.