David James Glaister

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 10 Sep 2019)
  • Mercer & Associates Wealth Management Ltd

    FRN 472915

    • (3)Employed By (since 10 Sep 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 11 Feb 2011)
    • CF22 Investment Adviser (Trainee) (22 Oct 2007 to 31 Oct 2007)
  • Atomos Financial Planning Limited (no longer approved here)

    FRN 193503

    • CF22 Investment Adviser (Trainee) (18 Jul 2003 to 31 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

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