Date authorised
1 April 2013
Companies House
03471298
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Tower Place West
    London
    EC3R 5BU
    UNITED KINGDOM
    Phone
    +442073572238
  • Complaints Contact

    1 Tower Place West
    London
    EC3R 5BU
    UNITED KINGDOM
    Phone
    +4402076266000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John William McKenzie Barber

    IRN JWB01063

    • CF2 Non Executive Director (12 Jul 2006 to 6 Dec 2006)
    • CF27 Investment Management (1 Dec 2001 to 27 Mar 2006)
    • CF1 Director (1 Dec 2001 to 12 Jul 2006)
  • Jonathan Kliewer

    IRN JXK02119

    • CF1 Director (15 Sep 2016 to 4 Dec 2018)
  • Joseph Antony Crumbling

    IRN JAC01464

    • CF2 Non Executive Director (14 Jan 2014 to 31 Aug 2016)
  • Joseph Eli Abrams

    IRN JEA01064

    • [FCA CF] Client dealing (9 Dec 2019 to 29 May 2024)
  • Judith Richards Hope

    IRN JRH01199

    • CF2 Non Executive Director (10 Mar 2005 to 25 Sep 2014)
  • Marinus Willem Keijzer

    IRN MWK01009

    • CF2 Non Executive Director (1 Dec 2001 to 23 Feb 2005)
  • Mark Christopher Chessher

    IRN MCC01081

    • SMF3 Executive Director (22 Apr 2024 to 1 Nov 2024)
    • SMF2 Chief Finance (22 Apr 2024 to 1 Nov 2024)
  • Matthew James Hunter Cameron

    IRN MJC00131

    • SMF4 Chief Risk (since 3 Apr 2024)
  • Matthew Nunan

    IRN MXN00411

    • SMF16 Compliance Oversight (since 26 Jun 2025)
  • Michael Andrew Dzenick Russell

    IRN MAR01228

    • CF30 Customer (1 Nov 2007 to 5 Apr 2012)
    • CF16 Significant Mgt (Desgntd Investment Business) (4 Jan 2007 to 1 Apr 2007)
    • CF21 Investment Adviser (4 Jan 2007 to 31 Oct 2007)
    • CF27 Investment Management (4 Jan 2007 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (4 Jan 2007 to 1 Apr 2007)
    • CF1 Director (4 Jan 2007 to 5 Apr 2012)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.