Joseph Eli Abrams

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Polus Capital Management Limited
FRN 400045
- [FCA CF] Client dealing (since 5 Jan 2026)
Mercer Limited (no longer approved here)
FRN 121935
- [FCA CF] Client dealing (9 Dec 2019 to 28 Jul 2025)
Mercer Alternatives Limited (no longer approved here)
FRN 187419
- [FCA CF] Client dealing (9 Dec 2019 to 29 May 2024)
ADM Investor Services International Limited (no longer approved here)
FRN 148474
- CF30 Customer (1 Nov 2007 to 30 Sep 2008)
- CF21 Investment Adviser (4 Sep 2007 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.