Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Mercer Alternatives Limited
FRN 187419
- SMF4 Chief Risk (since 3 Apr 2024)
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MARSH LIMITED
FRN 307511
- SMF4 Chief Risk (since 1 Nov 2023)
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Mercer Limited
FRN 121935
- SMF4 Chief Risk (since 11 May 2020)
- SMF16 Compliance Oversight (11 May 2020 to 20 Jul 2023)
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- SMF16 Compliance Oversight (11 May 2020 to 30 Jan 2024)
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- CF28 Systems and controls (10 Nov 2015 to 31 Mar 2016)
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- CF28 Systems and controls (10 Nov 2015 to 31 Mar 2016)
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- CF21 Investment Adviser (1 Dec 2001 to 8 Mar 2002)
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- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 8 Mar 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.