Mercer Alternatives Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
1 Tower Place WestLondonEC3R 5BUUNITED KINGDOM- Phone
- +442073572238
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Complaints Contact
1 Tower Place WestLondonEC3R 5BUUNITED KINGDOM- Phone
- +4402076266000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Eligible Counterparty, Professional
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Manages Your Portfolio
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Michael Rowson Hobson
IRN MRH01108
- CF2 Non Executive Director (25 Jan 2005 to 31 Aug 2016)
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Mikko Poutanen
IRN MXP01908
- CF30 Customer (1 Nov 2010 to 14 Sep 2012)
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Moritz Johannes Turck
IRN MJT01255
- CF30 Customer (25 Jul 2016 to 10 Feb 2017)
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Nicholas Sugarman
IRN NXS02246
- CF30 Customer (29 Jul 2016 to 4 Nov 2016)
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Nicola Patel
IRN NXB01511
- CF30 Customer (30 Sep 2010 to 5 Nov 2019)
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Nikul Gore
IRN NXG00099
- [FCA CF] Client dealing (since 9 Dec 2019)
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Pawan Chaturvedi
IRN PXC01923
- CF30 Customer (24 Nov 2010 to 24 Nov 2010)
- CF1 Director (24 Nov 2010 to 26 Dec 2012)
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Peter Marcus Galsworthy Simpson
IRN PMS01109
- CF27 Investment Management (1 Dec 2001 to 31 Aug 2005)
- CF1 Director (1 Dec 2001 to 31 Aug 2005)
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Philip Anthony James Parkinson
IRN PAP01079
- SMF1 Chief Executive (since 28 Mar 2024)
- SMF3 Executive Director (since 28 Mar 2024)
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Philip Bradford Young
IRN PBY00004
- CF3 Chief Executive (9 Sep 2013 to 31 Aug 2016)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF1 Director (22 Apr 2004 to 4 Dec 2018)
- CF27 Investment Management (22 Apr 2004 to 31 Oct 2007)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.