Mercer Alternatives Limited

• Principal Place of Business

  1 Tower Place West

  London

  EC3R 5BU

  UNITED KINGDOM

  Phone

  +442073572238

  Web

  https://www.uk.mercer.com

• Complaints Contact

  1 Tower Place West

  London

  EC3R 5BU

  UNITED KINGDOM

  Phone

  +4402076266000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Rabiendran Mahendra

  IRN RXM26477

  • SMF5 Head of Internal Audit (3 Apr 2024 to 14 Mar 2025)
• Rajesh Riki Kumar Mehmi

  IRN RRM01038

  • CF30 Customer (1 Nov 2007 to 25 Sep 2015)
  • CF27 Investment Management (23 May 2006 to 31 Oct 2007)
• Rebecca Stiff

  IRN RXS32375

  • SMF16 Compliance Oversight (6 Aug 2020 to 3 Apr 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (6 Aug 2020 to 3 Apr 2024)
• Reyno Renier Norval

  IRN RRN01010

  • CF30 Customer (11 Mar 2013 to 31 Mar 2014)
• Rhonda Louise Ryan

  IRN RLR01024

  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (5 Dec 2013 to 8 Dec 2019)
• Robert Charles Mingo

  IRN RCM01140

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Apr 2024)
• Robert Todd Ruppert

  IRN RTR01009

  • CF2 Non Executive Director (7 Dec 2004 to 10 May 2012)
• Scott Wilkinson

  IRN SXW01970

  • [FCA CF] Client dealing (9 Dec 2019 to 29 May 2024)
  • CF30 Customer (31 Jul 2014 to 8 Dec 2019)
• Steen Villemoes

  IRN SXV01040

  • CF30 Customer (1 Nov 2007 to 1 Jan 2010)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Thomas Pearce

  IRN TXP00265

  • [FCA CF] Significant management (since 18 Nov 2024)

No changes recorded yet.