Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mercer Limited

    FRN 121935

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF30 Customer (13 May 2019 to 8 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (5 Dec 2013 to 8 Dec 2019)
  • PineBridge Investments Europe Limited (no longer approved here)

    FRN 122531

    • CF1 Director (12 Nov 2012 to 8 Feb 2013)
    • CF30 Customer (1 Nov 2007 to 8 Feb 2013)
    • CF27 Investment Management (20 Jul 2006 to 31 Oct 2007)
  • Insight Investment Management (Global) Limited (no longer approved here)

    FRN 119308

    • CF27 Investment Management (24 Feb 2003 to 2 Jun 2006)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • CF27 Investment Management (1 Dec 2001 to 11 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.