Philip Anthony James Parkinson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Mercer Limited
FRN 121935
- SMF3 Executive Director (since 28 Mar 2024)
- SMF18 Other Overall Responsibility (20 Feb 2023 to 28 Mar 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 14 Jul 2022)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Feb 2024)
- CF30 Customer (24 May 2011 to 29 Aug 2011)
Mercer Alternatives Limited
FRN 187419
- SMF1 Chief Executive (since 28 Mar 2024)
- SMF3 Executive Director (since 28 Mar 2024)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.