Mercer Alternatives Limited

• Principal Place of Business

  1 Tower Place West

  London

  EC3R 5BU

  UNITED KINGDOM

  Phone

  +442073572238

  Web

  https://www.uk.mercer.com

• Complaints Contact

  1 Tower Place West

  London

  EC3R 5BU

  UNITED KINGDOM

  Phone

  +4402076266000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Graham Robert Tester

  IRN GRT01038

  • CF27 Investment Management (28 Jul 2004 to 28 Dec 2004)
• Guy David Paisner

  IRN GDP01051

  • CF30 Customer (1 Nov 2007 to 18 Jan 2008)
  • CF21 Investment Adviser (21 Nov 2006 to 31 Oct 2007)
• Harry Johan Wilhelm Olieman

  IRN HJO01005

  • CF30 Customer (1 Nov 2007 to 28 Feb 2010)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 30 Jun 2009)
• Hemang Mody

  IRN HXM00127

  • SMF5 Head of Internal Audit (since 1 Oct 2025)
• Jennifer Mary Fenton

  IRN JMF01058

  • SMF3 Executive Director (9 Dec 2019 to 8 Jan 2020)
  • CF3 Chief Executive (17 Sep 2013 to 31 Aug 2016)
  • CF30 Customer (1 Nov 2007 to 2 Dec 2019)
  • CF28 Systems and controls (1 Nov 2007 to 23 Jan 2018)
  • CF13 Finance (5 Apr 2006 to 31 Oct 2007)
  • CF10 Compliance Oversight (5 Apr 2006 to 23 Jan 2018)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 23 Jan 2018)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Jennifer Mary Finlay

  IRN JMF01101

  • CF27 Investment Management (1 Aug 2002 to 20 Jun 2006)
• Joachim Johannes Suter

  IRN JJS01109

  • CF30 Customer (12 Mar 2013 to 30 Jun 2014)
• Joanna Tyler

  IRN JXT00371

  • SMF3 Executive Director (since 3 Apr 2024)
  • SMF24 Chief Operations (since 3 Apr 2024)
• John Arthur Hess

  IRN JAH01169

  • CF29 Significant management (25 Sep 2013 to 22 Jan 2019)
  • CF30 Customer (1 Nov 2007 to 31 Jul 2019)
  • CF3 Chief Executive (1 Dec 2001 to 20 Sep 2013)
  • CF1 Director (1 Dec 2001 to 31 Aug 2016)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
• John Rupert MacLean

  IRN JRM01100

  • CF30 Customer (1 Nov 2007 to 16 Dec 2011)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

No changes recorded yet.