Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mercer Alternatives Limited (no longer approved here)

    FRN 187419

    • CF29 Significant management (25 Sep 2013 to 22 Jan 2019)
    • CF30 Customer (1 Nov 2007 to 31 Jul 2019)
    • CF1 Director (1 Dec 2001 to 31 Aug 2016)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 20 Sep 2013)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.