Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mercer Alternatives Limited (no longer approved here)

    FRN 187419

    • SMF3 Executive Director (9 Dec 2019 to 8 Jan 2020)
    • CF3 Chief Executive (17 Sep 2013 to 31 Aug 2016)
    • CF30 Customer (1 Nov 2007 to 2 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 23 Jan 2018)
    • CF13 Finance (5 Apr 2006 to 31 Oct 2007)
    • CF10 Compliance Oversight (5 Apr 2006 to 23 Jan 2018)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 23 Jan 2018)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.