MASECO LLP

• Principal Place of Business

  The KODAK Building

  11 Keeley Street

  London

  WC2B 4BA

  UNITED KINGDOM

  Phone

  +442070430455

  Web

  https://www.masecoprivatewealth.com

• Complaints Contact

  The KODAK Building

  11 Keeley Street

  London

  WC2B 4BA

  UNITED KINGDOM

  Phone

  +442070430455

• P2P Lending Advice

  For Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Credit Brokering

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  • · Limited to not lending to increase the amount available for investment

• Stockbroking

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Megan Elizabeth Beaman-Browne

  IRN MXB02745

  • [FCA CF] Client dealing (since 6 Jan 2025)
• Michael Widmer

  IRN MXW02043

  • CF2 Non Executive Director (AR) (18 Jun 2013 to 18 Mar 2014)
• Nicola Louise Harvey-Gajda

  IRN NXH00173

  • 17. Administrative functions in relation to managing investments
  • [FCA CF] Client dealing (since 31 Mar 2021)
  • [FCA CF] Functions requiring qualifications (since 31 Mar 2021)
• Nicolas Bernard Tissot

  IRN NBT01003

  • [FCA CF] Material risk taker (31 Mar 2021 to 14 Apr 2023)
  • [FCA CF] Manager of certification employee (31 Mar 2021 to 14 Apr 2023)
  • [PRA CF] Key function holder (31 Mar 2021 to 14 Apr 2023)
  • [FCA CF] Significant management (31 Mar 2021 to 14 Apr 2023)
  • CF28 Systems and controls (7 May 2019 to 8 Dec 2019)
  • CF30 Customer (7 May 2019 to 8 Dec 2019)
• Nicolas George Poole

  IRN NGP01012

  • CF2 Non Executive Director (AR) (8 Jul 2013 to 18 Mar 2014)
• Oliver John Prodhan

  IRN OJP00001

  • CF30 Customer (13 Aug 2014 to 3 Dec 2015)
• Olivier Rident

  IRN OXR00022

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 17. Administrative functions in relation to managing investments
  • 14. Managing investments
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Client dealing (since 8 Nov 2023)
  • [FCA CF] Functions requiring qualifications (since 8 Nov 2023)
  • [FCA CF] Material risk taker (since 8 Nov 2023)
  • [FCA CF] Material risk taker (1 Sep 2021 to 26 Aug 2022)
  • [FCA CF] Client dealing (31 Mar 2021 to 26 Aug 2022)
  • [FCA CF] Functions requiring qualifications (31 Mar 2021 to 26 Aug 2022)
• Patrick Adam Ronald Bowen

  IRN PAB01433

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 17. Administrative functions in relation to managing investments
  • 14. Managing investments
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Client dealing (since 31 Mar 2021)
  • [FCA CF] Functions requiring qualifications (since 31 Mar 2021)
  • [FCA CF] Material risk taker (since 31 Mar 2021)
  • CF30 Customer (1 Aug 2018 to 8 Dec 2019)
• Rebecca Faye Palmer

  IRN RXP00229

  • 17. Administrative functions in relation to managing investments
  • [FCA CF] Client dealing (since 31 Mar 2021)
  • [FCA CF] Functions requiring qualifications (since 31 Mar 2021)
• Rebecca Patterson

  IRN RXP00228

  • [FCA CF] Material risk taker (since 8 Dec 2025)
  • [FCA CF] Significant management (since 31 Mar 2021)
  • [PRA CF] Key function holder (31 Mar 2021 to 1 Jun 2023)

• Alternative Investment Research Limited (no longer appointed)

  FRN 728063 · Appointed 7 Dec 2015 · Until 9 Nov 2017

• AW Wealth Management Limited (no longer appointed)

  FRN 602385 · Appointed 10 Jun 2013 · Until 18 Mar 2014

No changes recorded yet.