Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MASECO LLP

    FRN 489718

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 17. Administrative functions in relation to managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 8 Nov 2023)
    • [FCA CF] Functions requiring qualifications (since 8 Nov 2023)
    • [FCA CF] Material risk taker (since 8 Nov 2023)
    • [FCA CF] Material risk taker (1 Sep 2021 to 26 Aug 2022)
    • [FCA CF] Client dealing (31 Mar 2021 to 26 Aug 2022)
    • [FCA CF] Functions requiring qualifications (31 Mar 2021 to 26 Aug 2022)
  • Bank Pictet & Cie (Europe) AG (no longer approved here)

    FRN 989443

    • [FCA CF] Functions requiring qualifications (26 May 2023 to 20 Oct 2023)

Recent activity

Updates to this individual's record on the FCA register.

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