Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MASECO LLP
FRN 489718
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- 17. Administrative functions in relation to managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 8 Nov 2023)
- [FCA CF] Functions requiring qualifications (since 8 Nov 2023)
- [FCA CF] Material risk taker (since 8 Nov 2023)
- [FCA CF] Material risk taker (1 Sep 2021 to 26 Aug 2022)
- [FCA CF] Client dealing (31 Mar 2021 to 26 Aug 2022)
- [FCA CF] Functions requiring qualifications (31 Mar 2021 to 26 Aug 2022)
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- [FCA CF] Functions requiring qualifications (26 May 2023 to 20 Oct 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.