Nicolas Bernard Tissot

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stifel Nicolaus Europe Limited

    FRN 190412

    • SMF3 Executive Director (since 12 Jul 2023)
    • [FCA CF] Material risk taker (since 9 May 2023)
    • [FCA CF] Significant management (since 9 May 2023)
  • MASECO LLP (no longer approved here)

    FRN 489718

    • [FCA CF] Material risk taker (31 Mar 2021 to 14 Apr 2023)
    • [FCA CF] Significant management (31 Mar 2021 to 14 Apr 2023)
    • [PRA CF] Key function holder (31 Mar 2021 to 14 Apr 2023)
    • [FCA CF] Manager of certification employee (31 Mar 2021 to 14 Apr 2023)
    • CF30 Customer (7 May 2019 to 8 Dec 2019)
    • CF28 Systems and controls (7 May 2019 to 8 Dec 2019)
  • Mirabaud Asset Management Limited (no longer approved here)

    FRN 122140

    • CF28 Systems and controls (16 Jan 2012 to 21 Dec 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.