MARKS AND SPENCER FINANCIAL SERVICES PLC

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Retail (Non-Investment Insurance), Non-investment insurance contracts
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Consumer Loans
Loan Servicing

Senior staff personally approved by the FCA to hold their roles here.

Ian Jenkins
IRN ISJ01012
- CF28 Systems and controls (1 Aug 2008 to 27 May 2010)
James Alasdair Emmett
IRN JAE01092
- SMF24 Chief Operations (21 Feb 2018 to 11 Mar 2018)
- SMF18 Other Overall Responsibility (13 Dec 2016 to 21 Feb 2018)
James Coyle
IRN JXC01518
- Director of firm who is not a certification employee or a SMF manager (1 Nov 2016 to 24 Apr 2024)
- CF2 Non Executive Director (11 Jan 2016 to 6 Mar 2016)
James Edward Thompson
IRN JXT00044
- [FCA CF] Manager of certification employee (14 Oct 2020 to 8 Mar 2021)
Jane Duffy
IRN JXD00080
- [FCA CF] Functions requiring qualifications (15 Oct 2020 to 23 Feb 2021)
Jean Nabaa
IRN JXN00382
- [FCA CF] Manager of certification employee (since 14 Aug 2025)
Jennifer Strybel
IRN JXS02355
- SMF24 Chief Operations (26 Jul 2022 to 20 Feb 2026)
Jenny Fiona Goldie-Scot
IRN JXI01033
- Director of firm who is not a certification employee or a SMF manager (since 25 Apr 2024)
John Allan Walton
IRN JAW01165
- CF1 Director (1 Dec 2001 to 7 Nov 2004)
John David Stuart
IRN JDS01117
- [PRA CF] Significant risk taker or Material risk taker (since 18 Sep 2025)

Smaller firms operating under this firm's FCA authorisation.

Moto Plc (no longer appointed)
FRN 490586 · Appointed 23 Oct 2008 · Until 14 Apr 2009
Marks and Spencer P.L.C (no longer appointed)
FRN 151426 · Appointed 17 Jun 1926 · Until 28 May 2019

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.