Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF9 Chair of the Governing Body (since 2 May 2024)
- Director of firm who is not a certification employee or a SMF manager (7 Apr 2023 to 24 Apr 2024)
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MARKS AND SPENCER FINANCIAL SERVICES PLC
FRN 151427
- Director of firm who is not a certification employee or a SMF manager (since 25 Apr 2024)
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HSBC UK Bank Plc
FRN 765112
- Director of firm who is not a certification employee or a SMF manager (since 19 Jul 2022)
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- CF29 Significant management (1 May 2009 to 1 Jun 2010)
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- CF29 Significant management (1 Nov 2007 to 1 Jun 2010)
- CF20 Significant Mgt (Settlements) (17 Aug 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.