Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [PRA CF] Significant risk taker or Material risk taker (since 16 Sep 2025)
- [PRA CF] Managing a material risk taker (19 Aug 2025 to 22 Jan 2026)
- [FCA CF] Manager of certification employee (21 Jul 2025 to 30 Jan 2026)
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- [FCA CF] Manager of certification employee (since 14 Aug 2025)
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MARKS AND SPENCER FINANCIAL SERVICES PLC
FRN 151427
- [FCA CF] Manager of certification employee (since 14 Aug 2025)
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- [PRA CF] Significant risk taker or Material risk taker (16 Sep 2025 to 11 Apr 2026)
- [PRA CF] Managing a material risk taker (19 Aug 2025 to 22 Jan 2026)
- [FCA CF] Manager of certification employee (21 Jul 2025 to 30 Jan 2026)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.