Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF14 Senior Independent Director (since 1 Jan 2026)
    • SMF11 Chair of the Audit Committee (since 29 Aug 2024)
    • Director of firm who is not a certification employee or a SMF manager (21 May 2024 to 29 Aug 2024)
    • SMF11 Chair of the Audit Committee (since 29 Aug 2024)
  • Marks and Spencer Unit Trust Management Limited (no longer approved here)

    FRN 141662

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 24 Apr 2024)
    • CF2 Non Executive Director (11 Jan 2016 to 8 Dec 2019)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • SMF11 Chair of the Audit Committee (1 May 2018 to 31 Jul 2024)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • SMF10 Chair of the Risk Committee (9 Dec 2016 to 6 Aug 2018)
    • CF2 Non Executive Director (3 Aug 2015 to 14 Jul 2015)
  • MARKS AND SPENCER FINANCIAL SERVICES PLC (no longer approved here)

    FRN 151427

    • Director of firm who is not a certification employee or a SMF manager (1 Nov 2016 to 24 Apr 2024)
    • CF2 Non Executive Director (11 Jan 2016 to 6 Mar 2016)
  • Scottish Building Society (no longer approved here)

    FRN 206034

    • CF2 Non Executive Director (1 Mar 2015 to 6 Mar 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF28 Systems and controls (6 Apr 2009 to 6 Mar 2015)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF28 Systems and controls (5 Jul 2006 to 6 Mar 2015)
    • CF14 Risk Assessment (5 Jul 2006 to 31 Oct 2007)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
  • Capital Bank Plc (no longer approved here)

    FRN 201944

    • CF14 Risk Assessment (5 Jul 2006 to 17 Sep 2007)
    • CF1 Director (1 Dec 2001 to 17 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.