MARKS AND SPENCER FINANCIAL SERVICES PLC

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Retail (Non-Investment Insurance), Non-investment insurance contracts
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Consumer Loans
Loan Servicing

Senior staff personally approved by the FCA to hold their roles here.

Francis Simon George Boffey
IRN FSB00001
- CF21 Investment Adviser (1 Dec 2001 to 26 Apr 2002)
Gabriel Castello Taliani
IRN GXC00407
- [FCA CF] Manager of certification employee (18 Aug 2025 to 17 Nov 2025)
Gareth Ellis
IRN GXE00014
- [FCA CF] Manager of certification employee (9 Oct 2020 to 8 Mar 2021)
Gaynor Edge
IRN GXE33100
- [FCA CF] Manager of certification employee (since 7 Apr 2017)
Gemma Stewart
IRN GXS29142
- [FCA CF] Manager of certification employee (25 Apr 2023 to 11 Apr 2025)
Gev Lynott
IRN GXL01106
- CF17 Significant Mgt (Other Business Operations) (8 Aug 2002 to 31 Mar 2003)
- CF1 Director (1 Dec 2001 to 8 Aug 2002)
Gwyneth Margaret Lister
IRN GML01046
- CF13 Finance (25 Mar 2002 to 30 Jun 2005)
Hans Vogelberg
IRN HXV32079
- [FCA CF] Manager of certification employee (29 Mar 2019 to 27 Oct 2019)
Helen Ruth Horgan
IRN HRH01033
- CF10 Compliance Oversight (1 Apr 2013 to 6 Mar 2016)
Iain James Mackay
IRN IJM01098
- CF28 Systems and controls (6 Dec 2010 to 6 Mar 2016)

Smaller firms operating under this firm's FCA authorisation.

Moto Plc (no longer appointed)
FRN 490586 · Appointed 23 Oct 2008 · Until 14 Apr 2009
Marks and Spencer P.L.C (no longer appointed)
FRN 151426 · Appointed 17 Jun 1926 · Until 28 May 2019

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.