Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Significant management (since 14 Aug 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 22 Mar 2023)
    • [PRA CF] Managing a material risk taker (since 19 Aug 2022)
    • [FCA CF] Manager of certification employee (11 Apr 2024 to 12 Feb 2026)
    • [FCA CF] Significant management (since 14 Aug 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 14 Aug 2023)
    • [PRA CF] Managing a material risk taker (since 19 Aug 2022)
    • [FCA CF] Manager of certification employee (16 Aug 2022 to 10 Jan 2024)
  • Marks and Spencer Unit Trust Management Limited (no longer approved here)

    FRN 141662

    • [FCA CF] Manager of certification employee (18 Aug 2025 to 17 Nov 2025)
  • MARKS AND SPENCER FINANCIAL SERVICES PLC (no longer approved here)

    FRN 151427

    • [FCA CF] Manager of certification employee (18 Aug 2025 to 17 Nov 2025)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • [FCA CF] Manager of certification employee (24 Feb 2025 to 12 Feb 2026)

Recent activity

Updates to this individual's record on the FCA register.

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