Helen Ruth Horgan

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Managing a material risk taker (12 Jun 2020 to 14 Jul 2020)
    • [FCA CF] Manager of certification employee (12 Jun 2020 to 6 Jul 2020)
    • [PRA CF] Significant risk taker or Material risk taker (12 Jun 2020 to 3 Oct 2020)
    • SMF7 Group Entity Senior Manager (26 May 2016 to 4 May 2020)
    • CF10 Compliance Oversight (1 Apr 2013 to 6 Mar 2016)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (12 Jun 2020 to 6 Jul 2020)
    • [PRA CF] Managing a material risk taker (12 Jun 2020 to 14 Jul 2020)
    • [PRA CF] Significant risk taker or Material risk taker (12 Jun 2020 to 3 Oct 2020)
    • SMF7 Group Entity Senior Manager (9 Aug 2018 to 4 May 2020)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • CF10 Compliance Oversight (1 Apr 2013 to 4 Mar 2016)
  • CHESNARA LIFE (UK) LIMITED (no longer approved here)

    FRN 133435

    • CF10 Compliance Oversight (1 Apr 2013 to 6 Mar 2016)
  • Marks and Spencer Unit Trust Management Limited (no longer approved here)

    FRN 141662

    • CF10 Compliance Oversight (1 Apr 2013 to 3 Mar 2016)
  • MARKS AND SPENCER FINANCIAL SERVICES PLC (no longer approved here)

    FRN 151427

    • CF10 Compliance Oversight (1 Apr 2013 to 6 Mar 2016)
  • HSBC Alternative Investments Limited (no longer approved here)

    FRN 170423

    • CF10 Compliance Oversight (1 Apr 2013 to 4 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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