MarketAxess Post-Trade Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trade Data Publishing
Regulator Trade Reporting

Senior staff personally approved by the FCA to hold their roles here.

Scott William Eaton
IRN SWE01009
- CF1 Director (7 Jul 2015 to 15 Dec 2017)
- CF3 Chief Executive (7 Jul 2015 to 10 Jul 2017)
Susan Austin
IRN SXA00306
- [FCA CF] Manager of certification employee (9 Dec 2020 to 10 Dec 2020)
- [FCA CF] Significant management (9 Dec 2020 to 30 Sep 2022)
Tamara Murray
IRN TXM00213
- [FCA CF] Significant management (since 9 Dec 2020)
- [FCA CF] Material risk taker (9 Dec 2020 to 10 Dec 2020)
Thomas William Challenor
IRN TWC01011
- CF2 Non Executive Director (22 Sep 2010 to 1 Mar 2013)
Timothy Hooley
IRN TXH00172
- [FCA CF] Manager of certification employee (9 Dec 2020 to 15 Jul 2024)
- [FCA CF] Material risk taker (9 Dec 2020 to 10 Dec 2020)
- [FCA CF] Significant management (9 Dec 2020 to 15 Jul 2024)
Timothy May
IRN TXM01206
- CF2 Non Executive Director (1 May 2009 to 31 Oct 2010)
Toby Joseph Alan West
IRN TXW00114
- [FCA CF] Significant management (since 9 Dec 2020)
Warnakulasuriya Valarian Gaveeka Viraj Fernando
IRN WXF00036
- [FCA CF] Significant management (9 Dec 2020 to 10 Dec 2020)
Wayne Antony Birch
IRN WXB00060
- [FCA CF] Significant management (since 9 Dec 2020)
William Frank Cruger
IRN WFC01018
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2020 to 1 Dec 2025)
- CF2 Non Executive Director (13 Apr 2016 to 8 Dec 2019)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.