MarketAxess Post-Trade Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trade Data Publishing
Regulator Trade Reporting

Senior staff personally approved by the FCA to hold their roles here.

Oliver Charles Huggins
IRN OCH01005
- [FCA CF] Manager of certification employee (since 9 Dec 2020)
- [FCA CF] Significant management (since 9 Dec 2020)
- [FCA CF] Material risk taker (9 Dec 2020 to 10 Dec 2020)
- CF28 Systems and controls (14 Jun 2019 to 8 Dec 2019)
Paul St John Brine
IRN PSB01051
- CF2 Non Executive Director (13 Jun 2013 to 17 Nov 2015)
Paulo Da Silva Costa
IRN PXC00272
- [FCA CF] Significant management (9 Dec 2020 to 10 Dec 2020)
Raj Paranandi
IRN RXP81375
- [FCA CF] Manager of certification employee (1 May 2021 to 21 Mar 2025)
Rhiannon Mair Evans
IRN RME01054
- CF28 Systems and controls (15 Jun 2011 to 1 Mar 2013)
- CF29 Significant management (15 Jun 2011 to 1 Mar 2013)
Richard James Jinks
IRN RJJ01056
- CF29 Significant management (1 May 2009 to 10 Apr 2014)
Richard Mitchell McVey
IRN RMM01080
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Dec 2024)
- CF2 Non Executive Director (18 Nov 2015 to 8 Dec 2019)
- CF1 Director (4 Mar 2013 to 16 Nov 2015)
Robert Heinrich Urtheil
IRN RHU00002
- CF3 Chief Executive (11 Mar 2013 to 6 May 2014)
- CF1 Director (11 Mar 2013 to 6 May 2014)
Robert James Hearnden
IRN RXH00320
- [FCA CF] Significant management (9 Dec 2020 to 10 Dec 2020)
Ross William Chapman
IRN RXC00309
- [FCA CF] Significant management (9 Dec 2020 to 4 Oct 2021)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.