Marex Spectron International Limited

• Principal Place of Business

  Marex

  155 Bishopsgate

  London

  City Of London

  EC2M 3TQ

  UNITED KINGDOM

  Phone

  +4402076556000

  Web

  https://www.marex.com

• Complaints Contact

  Marex

  155 Bishopsgate

  London

  City Of London

  EC2M 3TQ

  UNITED KINGDOM

  Phone

  +4402076556000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Specialist Trading Venue

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Emissions Allowance

• Neil Kevin Standen

  IRN NKS01014

  • [FCA CF] Manager of certification employee (since 31 Mar 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (29 Aug 2017 to 8 Dec 2019)
• Neil Tesi

  IRN NJT01047

  • [FCA CF] Client dealing (since 27 Jan 2026)
• Neville Ackerman

  IRN NJA01029

  • CF30 Customer (4 Feb 2014 to 8 Jan 2015)
• Nicholas Courtenay Ackerman

  IRN NXA01128

  • [FCA CF] Client dealing (13 Jan 2022 to 17 May 2022)
• Nicholas MARGOT

  IRN NFM01017

  • [FCA CF] Client dealing (20 Oct 2020 to 28 Feb 2023)
• Nicholas Michael Prowse Jackson

  IRN NMJ01028

  • CF11 Money Laundering Reporting (10 Feb 2009 to 14 Jul 2011)
  • CF10 Compliance Oversight (10 Feb 2009 to 14 Jul 2011)
• Nicholas Pegg

  IRN NAP01092

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (21 Sep 2015 to 8 Dec 2019)
• Nicholas Rhys Nash Lygoe

  IRN NRL01025

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Oct 2021)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (15 Feb 2006 to 31 Oct 2007)
• Nicholas Simon Ward

  IRN NSW01021

  • CF21 Investment Adviser (1 Dec 2001 to 30 Jul 2002)
• Nicholas Stewart South

  IRN NSS01032

  • CF21 Investment Adviser (23 Jun 2004 to 9 Sep 2004)
  • CF26 Customer Trading (23 Jun 2004 to 9 Sep 2004)

• CIF Trading Ltd (no longer appointed)

  FRN 455119 · Appointed 25 Jul 2006 · Until 20 Oct 2007

No changes recorded yet.