Nicholas MARGOT

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Xconnect Trading Limited
FRN 403317
- [FCA CF] Client dealing (since 22 Feb 2024)
Marex Spectron International Limited (no longer approved here)
FRN 193027
- [FCA CF] Client dealing (20 Oct 2020 to 28 Feb 2023)
Evolution Markets Limited (no longer approved here)
FRN 224510
- CF30 Customer (29 Jan 2018 to 8 Dec 2019)
TP ICAP E&C Limited (no longer approved here)
FRN 146880
- CF30 Customer (9 Jan 2012 to 31 Aug 2017)
TP ICAP Broking Limited (no longer approved here)
FRN 154234
- CF30 Customer (9 Jan 2012 to 31 Aug 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.