Last updated
4 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 25 Jun 2024)
    • SMF3 Executive Director (since 18 Dec 2023)
    • SMF16 Compliance Oversight (18 Dec 2023 to 25 Jun 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (18 Dec 2023 to 25 Jun 2024)
  • Marex Spectron International Limited (no longer approved here)

    FRN 193027

    • CF10 Compliance Oversight (10 Feb 2009 to 14 Jul 2011)
    • CF11 Money Laundering Reporting (10 Feb 2009 to 14 Jul 2011)

Recent activity

Updates to this individual's record on the FCA register.

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