Griffin Markets Europe SAS

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance
Investment Setup

For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance
Specialist Trading Venue

For Eligible Counterparty, Professional, Commodity Future
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- · Unable to engage in dealing on own account, as defined in paragraph 3 of Part 3 of Schedule 2 to the Regulated Activities Order. Notwithstanding MAR 5A.3.5R, this firm is also unable to engage in ‘matched principal trading’ in bonds, structured finance products, emission allowances and derivatives, and is unable to deal on own account in sovereign debt instruments for which there is not a liquid market.

Senior staff personally approved by the FCA to hold their roles here.

Carlos Gutierrez
IRN CXG00554
- SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Jan 2025)
Henry Edward Cox
IRN HXC00100
- [FCA CF] Client dealing (since 1 Mar 2024)
James Fenning
IRN JXF01935
- [FCA CF] Client dealing (1 Feb 2024 to 6 Jan 2025)
James Galloway Lawson
IRN JGL01049
- [FCA CF] Client dealing (since 1 Feb 2024)
Michael David Eric Johnson
IRN MDJ01081
- [FCA CF] Client dealing (since 1 Mar 2024)
Mikel Abi Ramia
IRN MAR01376
- [FCA CF] Client dealing (since 1 Feb 2024)
Nicholas Michael Prowse Jackson
IRN NMJ01028
- SMF1 Chief Executive (since 25 Jun 2024)
- SMF3 Executive Director (since 18 Dec 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (18 Dec 2023 to 25 Jun 2024)
- SMF16 Compliance Oversight (18 Dec 2023 to 25 Jun 2024)
Paul Vujnovic
IRN PXV01222
- [FCA CF] Client dealing (since 1 Feb 2024)
Paul Warman
IRN PXW14848
- [FCA CF] Client dealing (1 Feb 2024 to 17 Jan 2025)
Sanjit Lochab
IRN SXL02067
- [FCA CF] Client dealing (since 1 Feb 2024)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.