Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 27 Jan 2026)
    • [FCA CF] Client dealing (since 27 Jan 2026)
    • CF30 Customer (1 Dec 2011 to 30 Nov 2017)
  • R.J. O'Brien Limited (no longer approved here)

    FRN 114120

    • [FCA CF] Client dealing (9 Dec 2019 to 3 Oct 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 3 Oct 2025)
    • CF30 Customer (1 Dec 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.