Marble Bar Asset Management LLP

• Principal Place of Business

  Marble Bar Asset Management

  55 Baker Street

  London

  Westminster

  W1U 8EW

  UNITED KINGDOM

  Phone

  +4402030238100

  Web

  https://www.marblebar.com

• Complaints Contact

  Marble Bar Asset Management

  55 Baker Street

  London

  Westminster

  W1U 8EW

  UNITED KINGDOM

  Phone

  +4402030238100

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Samuel Kay

  IRN SXK01485

  • [FCA CF] Manager of certification employee (27 Jul 2023 to 3 May 2024)
  • [FCA CF] Client dealing (1 Jun 2022 to 3 May 2024)
  • [FCA CF] Material risk taker (23 Aug 2021 to 3 May 2024)
• Sarah Emily Jane Millhouse

  IRN SEP01042

  • [FCA CF] Material risk taker (20 Mar 2023 to 3 Jun 2024)
  • [FCA CF] Client dealing (1 Jun 2022 to 3 Jun 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 3 Jun 2024)
  • CF30 Customer (1 Jun 2018 to 8 Dec 2019)
  • CF4 Partner (27 Dec 2007 to 9 Feb 2010)
• Sarunas Mazeikis

  IRN SXM03133

  • CF30 Customer (4 Oct 2017 to 30 Sep 2019)
• Saul Benjamin

  IRN SJB01605

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Jan 2025)
  • SMF16 Compliance Oversight (since 20 Jan 2025)
  • SMF27 Partner (since 9 Aug 2024)
  • [FCA CF] Client dealing (31 Jul 2024 to 1 Apr 2025)
• Shmuel Moti Yahav

  IRN SXY00047

  • [FCA CF] Client dealing (2 Nov 2020 to 31 Oct 2021)
• Simeon Sherman

  IRN SXS00872

  • [FCA CF] Client dealing (31 Dec 2021 to 25 Mar 2022)
• Simone Ever Arbib

  IRN SEA01016

  • [FCA CF] Material risk taker (9 Dec 2019 to 28 Feb 2021)
  • CF30 Customer (1 Feb 2019 to 6 Feb 2021)
  • CF4 Partner (AR) (17 Jan 2019 to 6 Feb 2021)
• Stefan Stupar

  IRN SXS04238

  • [FCA CF] Material risk taker (since 4 May 2023)
  • [FCA CF] Client dealing (since 4 May 2023)
• Stela Modrakovic

  IRN SXM01824

  • [FCA CF] Manager of certification employee (20 Sep 2021 to 1 Aug 2022)
• Stephan Eleftheriou

  IRN SXE01212

  • CF30 Customer (28 Sep 2011 to 30 Nov 2016)

• Velox Capital Partners LLP

  FRN 843538 · Appointed 6 Jun 2019

• Sealight Capital LLP (no longer appointed)

  FRN 829832 · Appointed 3 Jan 2019 · Until 22 Mar 2021

• Navat Capital Management LLC (no longer appointed)

  FRN 822285 · Appointed 4 Oct 2018 · Until 30 Nov 2023

• Lexcor Capital LLP (no longer appointed)

  FRN 795278 · Appointed 29 Nov 2017 · Until 1 Jan 2026

• Elephant Asset Management (London) LLP (no longer appointed)

  FRN 760374 · Appointed 6 Oct 2016 · Until 5 Jan 2026

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