Samuel Kay

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Schonfeld Strategic Advisors (UK) LLP

    FRN 816269

    • [FCA CF] Client dealing (since 5 Aug 2024)
  • Marble Bar Asset Management LLP (no longer approved here)

    FRN 475857

    • [FCA CF] Manager of certification employee (27 Jul 2023 to 3 May 2024)
    • [FCA CF] Client dealing (1 Jun 2022 to 3 May 2024)
    • [FCA CF] Material risk taker (23 Aug 2021 to 3 May 2024)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Material risk taker (23 Oct 2018 to 18 Jun 2021)
    • [FCA CF] Client dealing (23 Feb 2017 to 18 Jun 2021)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 17 May 2013)
    • CF21 Investment Adviser (31 Jan 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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