Marble Bar Asset Management LLP

• Principal Place of Business

  Marble Bar Asset Management

  55 Baker Street

  London

  Westminster

  W1U 8EW

  UNITED KINGDOM

  Phone

  +4402030238100

  Web

  https://www.marblebar.com

• Complaints Contact

  Marble Bar Asset Management

  55 Baker Street

  London

  Westminster

  W1U 8EW

  UNITED KINGDOM

  Phone

  +4402030238100

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stephen Alexander Dove

  IRN SAD01093

  • [FCA CF] Manager of certification employee (13 Dec 2022 to 20 Jun 2023)
  • [FCA CF] Client dealing (3 May 2022 to 20 Jun 2023)
• Stephen Anthony Sales

  IRN SAS01174

  • CF3 Chief Executive (21 Jan 2010 to 6 Jun 2012)
  • CF4 Partner (27 Dec 2007 to 3 Jul 2012)
  • CF30 Customer (27 Dec 2007 to 6 Jun 2012)
  • CF28 Systems and controls (27 Dec 2007 to 6 Jun 2012)
• Steven Goulden

  IRN SJG01300

  • CF30 Customer (5 Mar 2012 to 31 Oct 2012)
• Stuart Mark Harris

  IRN SMH01093

  • [FCA CF] Client dealing (1 Jun 2022 to 5 Jul 2023)
  • [FCA CF] Material risk taker (23 Aug 2021 to 5 Jul 2023)
• Taha Hazari

  IRN TXH00147

  • [FCA CF] Client dealing (1 Mar 2021 to 25 Mar 2022)
• Timothy John Kuschill

  IRN TJK01052

  • CF28 Systems and controls (10 Aug 2009 to 30 Jun 2010)
  • CF29 Significant management (10 Aug 2009 to 30 Jun 2010)
• Toby Mark Kram

  IRN TMK01047

  • [FCA CF] Client dealing (since 1 Jun 2022)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF1 Director (AR) (7 Nov 2018 to 30 Nov 2023)
  • CF30 Customer (1 Oct 2018 to 27 Nov 2023)
• Tom Oliver Morris

  IRN TOM01003

  • CF30 Customer (27 Dec 2007 to 20 Jun 2010)
• Vincent Jacky Rennella

  IRN VJR01022

  • [FCA CF] Material risk taker (12 Jan 2024 to 28 Nov 2024)
  • [FCA CF] Manager of certification employee (12 Jan 2024 to 15 Nov 2024)
  • [FCA CF] Client dealing (12 Jan 2024 to 28 Nov 2024)
• William John Rushmer

  IRN WJR01044

  • [FCA CF] Client dealing (since 15 Mar 2024)
  • [FCA CF] Material risk taker (since 15 Mar 2024)
  • [FCA CF] Manager of certification employee (since 15 Mar 2024)

• Velox Capital Partners LLP

  FRN 843538 · Appointed 6 Jun 2019

• Sealight Capital LLP (no longer appointed)

  FRN 829832 · Appointed 3 Jan 2019 · Until 22 Mar 2021

• Navat Capital Management LLC (no longer appointed)

  FRN 822285 · Appointed 4 Oct 2018 · Until 30 Nov 2023

• Lexcor Capital LLP (no longer appointed)

  FRN 795278 · Appointed 29 Nov 2017 · Until 1 Jan 2026

• Elephant Asset Management (London) LLP (no longer appointed)

  FRN 760374 · Appointed 6 Oct 2016 · Until 5 Jan 2026

No changes recorded yet.