Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (5 Sep 2023 to 28 Feb 2025)
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- [FCA CF] Manager of certification employee (20 Sep 2021 to 1 Aug 2022)
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- [FCA CF] Material risk taker (1 Apr 2019 to 31 Jan 2020)
- [FCA CF] Algorithmic trading (7 Sep 2016 to 27 Sep 2018)
- [FCA CF] Client dealing (7 Mar 2016 to 27 Sep 2018)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 27 Sep 2018)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (16 Jan 2003 to 31 Oct 2007)
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- CF21 Investment Adviser (16 Jan 2003 to 27 Mar 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.