Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Manager of certification employee (5 Sep 2023 to 28 Feb 2025)
  • Marble Bar Asset Management LLP (no longer approved here)

    FRN 475857

    • [FCA CF] Manager of certification employee (20 Sep 2021 to 1 Aug 2022)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (1 Apr 2019 to 31 Jan 2020)
    • [FCA CF] Algorithmic trading (7 Sep 2016 to 27 Sep 2018)
    • [FCA CF] Client dealing (7 Mar 2016 to 27 Sep 2018)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 27 Sep 2018)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (16 Jan 2003 to 31 Oct 2007)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF21 Investment Adviser (16 Jan 2003 to 27 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.