Date authorised
1 April 2013
Companies House
03418585
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Riverbank House
    2 Swan Lane
    London
    EC4R 3AD
    UNITED KINGDOM
    Phone
    +4402071441000
  • Complaints Contact

    Riverbank House
    2 Swan Lane
    London
    EC4R 3AD
    UNITED KINGDOM
    Phone
    +4402071447251

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Charles Henry Scott

    IRN CHS01035

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 15 Jan 2026)
    • CF2 Non Executive Director (20 Nov 2018 to 8 Dec 2019)
  • Christian Gregor Elliott

    IRN CGE01012

    • CF30 Customer (26 Jan 2015 to 15 Sep 2017)
  • Colin Charles Riddles

    IRN CCR01009

    • CF30 Customer (1 Nov 2007 to 5 Jun 2009)
    • CF27 Investment Management (16 Jan 2007 to 31 Oct 2007)
  • Craig Jonathan Harper

    IRN CJH01122

    • CF30 Customer (1 Nov 2007 to 5 Jun 2009)
    • CF27 Investment Management (10 Apr 2007 to 31 Oct 2007)
  • Curzon Jean-Claude Peier

    IRN CJP01148

    • CF30 Customer (1 Nov 2007 to 13 Jun 2008)
    • CF27 Investment Management (9 Mar 2006 to 31 Oct 2007)
  • Daniel Stephens-White

    IRN DXS01157

    • [FCA CF] Manager of certification employee (since 2 Jul 2025)
  • David Adam Benson

    IRN DAB01258

    • CF30 Customer (1 Nov 2007 to 5 Jun 2009)
    • CF27 Investment Management (12 Sep 2005 to 31 Oct 2007)
  • David Albert Barber

    IRN DAB01194

    • Director of firm who is not a certification employee or a SMF manager (4 Oct 2021 to 23 Oct 2023)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 17 Oct 2023)
    • SMF3 Executive Director (9 Dec 2019 to 10 Dec 2019)
    • CF1 Director (12 Jul 2019 to 8 Dec 2019)
    • CF10a CASS Oversight function (4 Jul 2019 to 8 Dec 2019)
  • David James Murray Richardson

    IRN DJR01117

    • CF27 Investment Management (1 Dec 2001 to 23 Jul 2003)
  • Derek Andrew Brander

    IRN DAB01272

    • CF30 Customer (1 Nov 2007 to 19 Nov 2010)
    • CF21 Investment Adviser (24 Nov 2006 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.