Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (4 Oct 2021 to 6 Oct 2025)
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- Director of firm who is not a certification employee or a SMF manager (4 Oct 2021 to 23 Oct 2023)
- [FCA CF] CASS oversight function (9 Dec 2019 to 17 Oct 2023)
- SMF3 Executive Director (9 Dec 2019 to 10 Dec 2019)
- CF1 Director (12 Jul 2019 to 8 Dec 2019)
- CF10a CASS Oversight function (4 Jul 2019 to 8 Dec 2019)
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- Director of firm who is not a certification employee or a SMF manager (4 Oct 2021 to 6 Oct 2025)
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- [FCA CF] Manager of certification employee (9 Dec 2019 to 15 Sep 2025)
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- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 22 Oct 2005)
- CF20 Significant Mgt (Settlements) (1 Dec 2001 to 22 Oct 2005)
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- CF20 Significant Mgt (Settlements) (1 Dec 2001 to 22 Oct 2005)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 22 Oct 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.