Date authorised
1 April 2013
Companies House
03418585
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Riverbank House
    2 Swan Lane
    London
    EC4R 3AD
    UNITED KINGDOM
    Phone
    +4402071441000
  • Complaints Contact

    Riverbank House
    2 Swan Lane
    London
    EC4R 3AD
    UNITED KINGDOM
    Phone
    +4402071447251

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Dilawer Farazi

    IRN DJF01180

    • CF30 Customer (28 Apr 2011 to 10 Jan 2012)
  • Dino Fuschillo

    IRN DXF01088

    • CF27 Investment Management (1 Dec 2001 to 9 May 2002)
  • Douglas Hamilton

    IRN DXH00337

    • [FCA CF] Manager of certification employee (20 Sep 2023 to 15 Sep 2025)
  • Eisuke Shimizu

    IRN EXS01060

    • CF27 Investment Management (12 Feb 2003 to 15 Dec 2006)
  • Emeric Challier

    IRN EXC01055

    • CF27 Investment Management (1 Dec 2001 to 24 Feb 2003)
  • Emmanuel Roman

    IRN EXR01049

    • CF8 Apportionment and Oversight (11 May 2009 to 31 Aug 2016)
    • CF1 Director (11 May 2009 to 11 Aug 2011)
    • CF3 Chief Executive (11 May 2009 to 31 Aug 2016)
    • CF30 Customer (11 May 2009 to 31 Aug 2016)
  • Fabrice Bay

    IRN FXB01236

    • CF30 Customer (7 Jul 2009 to 23 Apr 2012)
  • Francois Pierre Rozycki

    IRN FPR01005

    • CF30 Customer (19 Nov 2007 to 31 Mar 2009)
  • Gareth Dafydd Paul Isaac

    IRN GDI01002

    • CF30 Customer (1 May 2009 to 21 Oct 2011)
  • Geoffrey David Galbraith

    IRN GDG01043

    • CF10a CASS Oversight function (12 Nov 2014 to 4 Jul 2019)
    • CF28 Systems and controls (12 Nov 2014 to 4 Sep 2019)
    • CF1 Director (1 Aug 2011 to 26 Feb 2015)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.