Geoffrey David Galbraith

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Man Solutions Limited (no longer approved here)
FRN 185637
- CF1 Director (18 Nov 2015 to 30 Jul 2019)
- CF28 Systems and controls (12 Nov 2014 to 4 Sep 2019)
Man Fund Management UK Limited (no longer approved here)
FRN 185916
- CF10a CASS Oversight function (12 Nov 2014 to 4 Jul 2019)
- CF28 Systems and controls (12 Nov 2014 to 4 Sep 2019)
- CF1 Director (1 Aug 2011 to 26 Feb 2015)
GLG Partners LP (no longer approved here)
FRN 186093
- CF28 Systems and controls (12 Nov 2014 to 4 Sep 2019)
- CF30 Customer (20 May 2013 to 14 Jun 2019)
AHL Partners LLP (no longer approved here)
FRN 593791
- CF28 Systems and controls (12 Nov 2014 to 4 Sep 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.