Macquarie Investment Management Europe Limited

• Principal Place of Business

  Ropemaker Place

  28 Ropemaker Street

  London

  EC2Y 9HD

  UNITED KINGDOM

  Phone

  +447785633067

  Web

  https://www.macquarie.com/uk/en.html

• Complaints Contact

  Ropemaker Place

  28 Ropemaker Street

  London

  EC2Y 9HD

  UNITED KINGDOM

  Phone

  +447785633067

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stefanie Herpel

  IRN SXH00271

  • [FCA CF] Client dealing (since 14 Dec 2022)
• Stephen Andrew Haswell

  IRN SAH01082

  • CF1 Director (9 Jan 2017 to 21 Oct 2019)
  • CF30 Customer (9 Jan 2017 to 21 Oct 2019)
• Stephen Douglas Allen

  IRN SDA01027

  • [FCA CF] Material risk taker (since 31 Mar 2021)
• Stephen James James Berry

  IRN SJB01444

  • [FCA CF] Manager of certification employee (22 Jul 2022 to 10 Dec 2024)
  • [FCA CF] Client dealing (10 Dec 2020 to 10 Dec 2024)
• Suraj Patel

  IRN SXP02927

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (4 Nov 2019 to 8 Dec 2019)
• Thibault Marie Bernard Sauvage

  IRN TMS01108

  • [FCA CF] Manager of certification employee (since 28 Jan 2026)
  • [FCA CF] Client dealing (since 28 Jan 2026)
• Thomas James Dormor

  IRN TXD00369

  • [FCA CF] Client dealing (since 25 Feb 2026)
• Thomas Mountjoy

  IRN TXM00683

  • [FCA CF] Client dealing (since 4 Jul 2024)
• Thomas William Benham

  IRN TWB01066

  • [FCA CF] Manager of certification employee (25 Aug 2021 to 16 Aug 2024)
  • [FCA CF] Client dealing (25 Jan 2021 to 16 Aug 2024)
• Timothy Matthew Humphrey

  IRN TMH01092

  • Responsible for Insurance Distribution (since 15 Mar 2024)
  • SMF3 Executive Director (since 28 Feb 2024)
  • [FCA CF] Material risk taker (31 Mar 2021 to 28 Feb 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Feb 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2024)
  • CF30 Customer (1 Jul 2019 to 8 Dec 2019)

No changes recorded yet.