Stephen Andrew Haswell

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

DODGE & COX WORLDWIDE INVESTMENTS LTD.
FRN 507503
- SMF3 Executive Director (since 23 Dec 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (23 Dec 2020 to 1 Jul 2025)
Macquarie Investment Management Europe Limited (no longer approved here)
FRN 733534
- CF1 Director (9 Jan 2017 to 21 Oct 2019)
- CF30 Customer (9 Jan 2017 to 21 Oct 2019)
MFS INTERNATIONAL (U.K.) LIMITED (no longer approved here)
FRN 181136
- CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.