DODGE & COX WORLDWIDE INVESTMENTS LTD.

Date authorised
1 April 2013
Companies House
07019186
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Dodge & Cox Worldwide Investments Ltd
    48-49 Pall Mall
    London
    Westminster
    SW1Y 5JG
    UNITED KINGDOM
    Phone
    +442036423370
    Web
    https://www.dodgeandcox.com

  • Complaints Contact

    Dodge & Cox Worldwide Investments Ltd
    48-49 Pall Mall
    London
    Westminster
    SW1Y 5JG
    UNITED KINGDOM
    Phone
    +442036423370

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Bartholomew Stuart Brock Peterkin

    IRN BSP01010

    • [FCA CF] Client dealing (since 22 Mar 2021)
    • CF30 Customer (10 Aug 2013 to 8 Dec 2019)
  • Chloe Ann Wilson

    IRN CAW01192

    • [FCA CF] Client dealing (since 22 Mar 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 19 Feb 2021)
    • CF11 Money Laundering Reporting (27 Mar 2017 to 8 Dec 2019)
    • CF30 Customer (11 Jun 2013 to 8 Dec 2019)
  • Christophe Yann Olivier Orly

    IRN CYO01002

    • CF1 Director (14 Mar 2017 to 10 Jan 2019)
    • CF30 Customer (14 Mar 2017 to 10 Jan 2019)
  • Diana Strandberg

    IRN DXS02976

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 1 Jan 2023)
    • CF2 Non Executive Director (3 Jul 2018 to 8 Dec 2019)
  • Hallie Welch Marshall

    IRN HXM00476

    • SMF3 Executive Director (since 1 Jul 2025)
  • James Paul William Rushmere

    IRN JPR01144

    • [FCA CF] Client dealing (since 22 Mar 2021)
    • CF30 Customer (28 Aug 2013 to 8 Dec 2019)
  • John Albert Gunn

    IRN JAG01259

    • CF2 Non Executive Director (3 Feb 2010 to 9 Apr 2015)
  • Kenneth Gillespie Linton

    IRN KXL00353

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Jul 2025)
    • SMF16 Compliance Oversight (since 1 Jul 2025)
  • Marsha Sudar

    IRN MXS03835

    • CF30 Customer (1 May 2015 to 17 Feb 2016)
  • Mary Ann Milias St. Peter

    IRN MAM01289

    • CF1 Director (3 Feb 2010 to 31 May 2012)
    • CF11 Money Laundering Reporting (3 Feb 2010 to 31 May 2012)
    • CF3 Chief Executive (3 Feb 2010 to 31 May 2012)
    • CF30 Customer (3 Feb 2010 to 31 May 2012)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.