DODGE & COX WORLDWIDE INVESTMENTS LTD.

Date authorised
1 April 2013
Companies House
07019186
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Dodge & Cox Worldwide Investments Ltd
    48-49 Pall Mall
    London
    Westminster
    SW1Y 5JG
    UNITED KINGDOM
    Phone
    +442036423370
    Web
    https://www.dodgeandcox.com

  • Complaints Contact

    Dodge & Cox Worldwide Investments Ltd
    48-49 Pall Mall
    London
    Westminster
    SW1Y 5JG
    UNITED KINGDOM
    Phone
    +442036423370

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen Andrew Haswell

    IRN SAH01082

    • SMF3 Executive Director (since 23 Dec 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (23 Dec 2020 to 1 Jul 2025)
  • Steven Coerte Voorhis

    IRN SCV00013

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (13 Nov 2013 to 8 Dec 2019)
  • Thomas Martin Mistele

    IRN TMM01091

    • CF10 Compliance Oversight (3 Feb 2010 to 31 Dec 2017)
    • CF1 Director (3 Feb 2010 to 31 Dec 2017)
  • Toby Edward Goold

    IRN TEG01014

    • CF11 Money Laundering Reporting (15 Jun 2012 to 17 Feb 2017)
    • CF1 Director (8 Sep 2010 to 17 Feb 2017)
    • CF30 Customer (26 Aug 2010 to 17 Feb 2017)
  • William Strickland

    IRN WXS01376

    • SMF3 Executive Director (9 Dec 2019 to 1 Jul 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Jul 2025)
    • CF1 Director (10 Jan 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (10 Jan 2018 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.